interrogatories

This is an old revision of the document!


Interrogatories: The Ultimate Guide to Answering Legal Questions in a Lawsuit

LEGAL DISCLAIMER: This article provides general, informational content for educational purposes only. It is not a substitute for professional legal advice from a qualified attorney. Always consult with a lawyer for guidance on your specific legal situation.

Imagine you're involved in a legal dispute—say, a car accident or a business disagreement. Before you ever step into a courtroom, each side needs to understand the other's version of events. Think of interrogatories as a formal, written interview conducted by mail. The opposing party's lawyer sends you a list of questions, and you are required to provide written answers, signed under oath, as if you were testifying before a judge. This isn't a casual Q&A. It's a critical phase of the lawsuit called `discovery`, where both sides gather the facts, evidence, and arguments that will shape the entire case. Your answers can lock you into a specific story, reveal key witnesses, and uncover documents that could make or break your position. Receiving a thick packet of interrogatories can feel intimidating, but understanding their purpose and rules is the first step to taking control of the process and protecting your rights. They are not a trap to be feared, but a tool to be navigated with care and honesty.

  • Key Takeaways At-a-Glance:
  • A Formal Q&A on Paper: Interrogatories are a set of written questions sent by one party in a lawsuit to another, which must be answered in writing and under oath. discovery.
  • Building the Case File: The primary purpose of interrogatories is to gather specific facts, identify witnesses, and pinpoint relevant documents early in the civil_litigation process.
  • Truth is Non-Negotiable: Because answers to interrogatories are given under penalty of perjury, providing truthful, accurate, and carefully worded responses is absolutely critical. perjury.

The Story of Interrogatories: A Historical Journey

The idea of forcing one side of a lawsuit to reveal information to the other didn't just appear out of thin air. Its roots lie deep in the history of English law. For centuries, the English `common_law` courts operated on a “trial by ambush” model. You often didn't know what evidence or witnesses your opponent would present until you were already in the courtroom, leading to surprise and, often, injustice. To counter this, a separate system of courts, known as the Courts of Equity or Chancery, developed. These courts had a different mission: to find the “equitable” or fair outcome, even if it meant bending the rigid common law rules. A key tool they used was the “bill of discovery,” which allowed a litigant to file a separate lawsuit just to force an opponent to disclose facts or documents under oath. This was a cumbersome process, but it planted the seed of modern discovery. The real revolution came in the United States in 1938 with the adoption of the `federal_rules_of_civil_procedure` (FRCP). This landmark set of rules was designed to make litigation more efficient, transparent, and focused on the merits of the case rather than legal gamesmanship. The creators of the FRCP took the old, clunky ideas from the English equity courts and streamlined them into a powerful, integrated discovery system. Interrogatories, depositions, and requests for documents were no longer separate lawsuits but standard tools available in almost every civil case, fundamentally changing how American justice works.

The primary rule governing interrogatories in federal court is Rule 33 of the Federal Rules of Civil Procedure. While each state has its own version, they are almost all based on the principles outlined in this federal rule. A key section of federal_rule_of_civil_procedure_33 states:

“(a) In General. (1) Number. Unless otherwise stipulated or ordered by the court, a party may serve on any other party no more than 25 written interrogatories, including all discrete subparts.”

Plain-Language Explanation: This rule sets a default limit on the number of questions you can ask. In federal lawsuits, you get 25 questions. This prevents one side from burying the other in an avalanche of hundreds or thousands of questions, a tactic designed to exhaust their time and money. The rule also clarifies that “discrete subparts” count toward the total. For example, a question like “Identify the date, time, and location of the meeting” would likely be counted as three separate interrogatories, not one. Parties can agree to more questions, or a judge can order it, but 25 is the starting point.

While the concept is universal, the specific rules for interrogatories can vary significantly between the federal system and different states. These differences, especially regarding limits, can dramatically affect legal strategy. What this means for you: If you are in a lawsuit in Texas, you must be prepared to answer a broader range of “contention” interrogatories that ask for your legal theories. In California, lawyers often use a set of pre-approved “form interrogatories” for common cases like car accidents, which simplifies the process but still requires careful answers. Knowing your local rules is paramount.

Comparison of Interrogatory Rules (Federal vs. Select States)
Jurisdiction Presumptive Limit on Number of Interrogatories Typical Response Time Noteworthy Feature
Federal Courts 25 questions, including all discrete subparts. 30 days after service. Strict counting of subparts. Governed by `federal_rule_of_civil_procedure_33`.
California 35 specially prepared interrogatories, plus unlimited “Form Interrogatories.” 30 days after service. Widespread use of official, pre-drafted Form Interrogatories for different case types.
Texas 25 questions, excluding interrogatories asking to identify or authenticate specific documents. 30 days after service. Rules specifically allow for “contention” interrogatories that ask for legal theories and factual basis.
New York 25 questions, plus unlimited questions seeking names of witnesses or location of documents. 20 days if served personally. Shorter response time is a key difference. Focus is on factual discovery.
Florida 30 questions, including all discrete subparts. 30 days after service. Similar to the federal rule but allows for five more questions as a default.

Understanding the process requires knowing its fundamental building blocks. Each piece has a specific role and significance.

Element: The Written Questions

The questions themselves are the heart of the matter. They are not random; they are surgically designed to elicit specific information. They generally fall into two categories:

  • Factual Interrogatories: These are the “who, what, where, when, and why” questions. They seek concrete facts.
    • Example: “Identify every person who witnessed the collision that occurred on January 1, 2024.”
    • Example: “State the name and address of your employer on the date of the incident.”
  • Contention Interrogatories: These are more complex questions that ask the other party to state their legal claims or defenses and the facts they rely on to support them.
    • Example: “Do you contend that the plaintiff was negligent? If so, state every fact upon which you base this contention.”
    • Example: “State all facts that support your claim that the contract was breached.”

Element: The Propounding and Responding Parties

In any lawsuit, there are at least two sides. The party that writes and sends the questions is the propounding party. The party who must answer them is the responding party. These roles will switch back and forth. If you are the `plaintiff` (the one who filed the lawsuit), you will likely send interrogatories to the `defendant`, and the defendant will send a set back to you.

Element: The Sworn Answers

This is the most critical element for the person answering. Your answers are not just casual statements; they are provided under oath. At the end of your written answers, you must sign a `verification_page`, which is a sworn statement that you have read your answers and that they are true and correct to the best of your knowledge. Lying in your answers is the legal equivalent of lying on the witness stand in court and can subject you to the crime of `perjury`, with severe penalties including fines, imprisonment, and the potential for your entire case to be dismissed.

Element: Objections

You do not necessarily have to answer every single question that is asked. The law provides certain shields, called objections, that allow you to legally refuse to answer an improper question. An objection must be stated in place of an answer. For instance, if an interrogatory asks “What did you discuss with your lawyer about this case?”, your attorney would object on the grounds of `attorney-client_privilege`. Common objections include that a question is overly broad, unduly burdensome, seeks privileged information, or is not relevant to the case. Asserting proper objections is a key role of your attorney.

  • The Client (You): You are the source of the facts. While your lawyer will help you draft the answers, you are the one who must provide the underlying information and ultimately sign the verification page, swearing to their truthfulness.
  • Your Attorney: Your lawyer acts as your guide and protector. They will review the incoming interrogatories, help you understand what each question is asking, identify improper questions and raise objections, and help you phrase your answers in a way that is truthful, accurate, and strategically sound.
  • Opposing Counsel: The lawyer for the other side. Their job is to draft questions that will help their client's case and potentially harm yours. They will scrutinize your answers for inconsistencies or admissions.
  • The Judge: The judge typically does not see the interrogatories or your answers unless there is a dispute. If you refuse to answer a question and the other side believes you should have, they can file a `motion_to_compel`. At that point, the judge will step in, review the question and your objection, and decide whether you must provide an answer.

Receiving a set of interrogatories can be stressful. They look formal, demanding, and invasive. But with a systematic approach, you and your attorney can navigate the process effectively.

Step 1: Receiving the Interrogatories - Don't Panic

When you receive the document, the first thing to note is the date. You have a limited time to respond, typically 30 days. Immediately forward the document to your lawyer. Do not attempt to write out answers on your own before speaking with them. Your initial, unguided thoughts could inadvertently harm your case.

Step 2: The Attorney-Client Review Session

Your lawyer will schedule a meeting with you to go through the questions one by one. This meeting is crucial.

  • Clarify the Questions: Your lawyer will translate any confusing “legalese” into plain English.
  • Brainstorm the Facts: For each question, you will discuss the relevant facts and where to find the information.
  • Identify Potential Objections: Your lawyer will flag questions that may be improper and discuss the strategy for objecting.

Step 3: Gathering Your Information and Documents

This is your homework phase. Based on the questions, you will need to gather relevant information. This may involve:

  • Looking through your own emails, text messages, and calendars.
  • Finding documents like contracts, invoices, medical records, or photographs.
  • Speaking with family members or employees to refresh your memory on specific events.

Be thorough. A common mistake is to provide an incomplete answer simply because you didn't take the time to find the correct information.

Step 4: Drafting the Answers - The Art of Being Truthful and Precise

With the information gathered, you and your lawyer will draft the answers. The guiding principles are:

  • Answer ONLY the Question Asked: Do not volunteer extra information. If the question asks for the “time of the accident,” the answer is “approximately 3:15 PM,” not a long story about what you were doing that day.
  • Be 100% Truthful: Never guess or speculate. If you don't know the answer, the correct response is “The responding party does not know the answer to this question at this time.” If you don't remember, say that you “do not recall.” Lying or fabricating an answer is a catastrophic mistake.
  • Refer to Documents: If a question asks for detailed information contained in a document, a valid response can be to state that the information is available in an identified document (e.g., “This information is contained in the police report, Bates stamp number ABC-0012.”).

Step 5: Identifying and Asserting Objections

During the drafting phase, your lawyer will formally write out any legal objections. For example:

  • Interrogatory No. 7: “List every traffic ticket you have ever received in your life.”
  • Response to Interrogatory No. 7: “Objection. This interrogatory is overly broad, unduly burdensome, and seeks information that is not relevant to the subject matter of this action nor reasonably calculated to lead to the discovery of admissible evidence.”

Step 6: The Verification - Signing Under Oath

Once the answers and objections are finalized, you will receive a final draft for review. Read every word carefully. Ensure it is accurate. If it is, you will sign the verification page. This is a formal legal act. Your signature transforms the document into sworn testimony.

Step 7: Serving Your Responses

Your lawyer's office will handle the final step: formally delivering the signed responses to the opposing counsel. This is called “serving” the document. Once served, your part in this specific set of interrogatories is complete unless a dispute arises.

  • The Interrogatories Themselves: This is the document you receive from the other side. It will have a case caption at the top (listing the court, parties, and case number) and will contain a numbered list of questions.
  • The Response Document: Your lawyer will prepare your answers in a document with the same caption. It will restate each of the other side's questions, followed by your answer or objection. This format makes it easy for everyone to see how you responded to each specific question.
  • The Verification Page: This is usually the last page of your response document. It is a short paragraph where you swear or affirm that your answers are true. It must be signed by you personally (not your lawyer).
    • Example Wording: “I, [Your Name], declare under penalty of perjury under the laws of the State of [State] that the foregoing answers to interrogatories are true and correct to the best of my knowledge, information, and belief.”

Interrogatories are often a battleground where legal strategy comes into play. Understanding common tactics and pitfalls is essential.

Opposing counsel may sometimes ask questions that are intentionally vague or impossibly broad.

  • Example: “Identify all facts relating to your claims in this lawsuit.”

This is an improper question. Answering it would require you to write a novel-length summary of your entire case. The appropriate response is an objection that the question is overly broad and burdensome.

While discovery is meant to be broad, it isn't limitless. A “fishing expedition” refers to when one party asks questions that have no apparent relevance to the case, hoping to stumble upon some piece of damaging information. For example, in a simple breach of contract case, an interrogatory asking about your personal medical history from ten years ago would likely be an improper fishing expedition.

Objections are not about hiding the truth; they are about enforcing the rules. They ensure the discovery process is fair and focused. Here are some of the most common grounds for objection.

Common Objections to Interrogatories
Objection Plain-Language Meaning Example Scenario
Attorney-Client Privilege Protects confidential communications between you and your lawyer. Question: “What did your lawyer advise you to do after the accident?”
Work Product Doctrine Protects materials prepared by or for your attorney in anticipation of litigation. Question: “Provide all notes your lawyer took during their interview with the witness.”
Overly Broad / Unduly Burdensome The question is too wide-ranging or would take an unreasonable amount of time/effort to answer. Question: “Produce every email you have sent in the last 10 years.”
Vague and Ambiguous It is impossible to tell what the question is asking. Question: “Describe the events associated with the situation.”
Not Relevant The question seeks information that has no bearing on the legal or factual issues of the case. Question: “List the names of your high school teachers.” in a business dispute.

If your lawyer objects to a question, the ball is in the other side's court. If they believe their question was proper and you should be forced to answer, they can file a `motion` with the court called a Motion to Compel. This asks the judge to intervene. Both sides will submit written arguments, and the judge will issue a ruling. If the judge grants the motion, you will be ordered to answer the question. Failure to comply with a court order can result in serious sanctions.

The biggest debate surrounding interrogatories and all discovery tools is the issue of cost and scope. In complex corporate litigation, responding to discovery can cost millions of dollars. This has led to a push for reform. Many courts are now implementing stricter case management rules, encouraging parties to agree on narrower discovery plans, and actively questioning the necessity of all 25 (or more) interrogatories in every case. The goal is to balance the need for information against the very real costs and burdens that discovery can impose, especially on individuals and small businesses.

The single biggest change to the world of interrogatories is the explosion of Electronically Stored Information (ESI), also known as `e-discovery`. Decades ago, evidence consisted of paper documents in a file cabinet. Today, it consists of terabytes of data spread across emails, text messages, cloud storage, social media, and company databases. This has profoundly changed interrogatories. A seemingly simple question like, “Identify all communications regarding Project Titan,” is no longer simple. Answering it may require a forensic search of multiple computer systems, using specific search terms, and reviewing thousands of electronic documents.

  • New Challenges: How do you answer questions about deleted data? Who bears the cost of searching a massive corporate server?
  • The Rise of AI: To cope with this data deluge, lawyers and clients are increasingly relying on artificial intelligence and predictive coding software to search for and identify relevant ESI. This technology can analyze millions of documents far faster than a human ever could.

In the next 5-10 years, expect the rules of discovery to continue evolving to address these technological realities. The focus will be on finding ways to get the “truth” from a mountain of digital data without bankrupting the parties involved.

  • attorney-client_privilege: A legal rule that protects confidential communications between a lawyer and their client from being disclosed.
  • civil_litigation: The process of resolving legal disputes between individuals or organizations through the court system.
  • complaint_(legal): The initial document filed by a plaintiff that starts a lawsuit.
  • deposition: A discovery tool where a witness gives sworn testimony out of court, which is recorded by a court reporter.
  • discovery: The formal, pre-trial phase in a lawsuit where parties exchange information and evidence.
  • e-discovery: The process of discovering and producing electronically stored information (ESI) for use in litigation.
  • federal_rules_of_civil_procedure: The set of rules that govern all civil proceedings in United States federal courts.
  • motion_to_compel: A request asking the court to order the opposing party to do something, such as answer an interrogatory they objected to.
  • objection: A formal statement made by a lawyer to oppose a question or piece of evidence they believe is improper.
  • perjury: The criminal offense of intentionally lying under oath.
  • propound: The legal term for formally asking a question or serving a discovery request.
  • request_for_admission: A discovery tool where one party asks another to admit or deny certain facts.
  • request_for_production: A discovery tool where one party asks another to produce documents or other tangible things for inspection.
  • statute_of_limitations: A law that sets the maximum amount of time that parties have to initiate legal proceedings.
  • work_product_doctrine: A legal rule that protects materials prepared by an attorney in anticipation of litigation from being discovered by the opposing party.